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PRISM
The Performance and
Registration Information Systems Management (PRISM) program links the
commercial vehicle registration process to motor carrier safety to achieve two
purposes:
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Determine
the safety fitness of the motor carrier prior to issuing license plates. |
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Influence
the carrier to improve its safety performance through an improvement process
and, where necessary, the application of registration sanctions. |
The PRISM program includes
two major processes - the Commercial Vehicle Registration Process and
Enforcement, which work in parallel to identify motor carriers and hold them
responsible for the safety of their operation. The performance of unsafe carriers is improved
through a comprehensive system of identification, education, awareness, data gathering,
safety monitoring and treatment.
Registration
The International
Registration Plan (IRP) commercial vehicle
registration process of the states provides the framework for the PRISM
program. It serves two vital functions. First, it establishes a system of
accountability by ensuring that no vehicle is plated without identifying the
carrier responsible for the safety of the vehicle during the registration year.
Second, the use of registration
sanctions provides powerful incentive for unsafe carriers to improve their
safety performance.
The vehicle registration
process ensures that all carriers engaged in interstate commerce are uniquely identified through a USDOT
number when they register their vehicles. The safety fitness of each carrier can then be checked prior to issuing vehicle registrations. Those motor carriers that have
been prohibited from operating in interstate commerce by the Federal
Motor Carrier Safety Administration (FMCSA) may have
their ability to register vehicles denied by the State.
Enforcement
The Motor Carrier Safety
Improvement Process (MCSIP) is the means by which
carrier safety is systematically tracked and improved. MCSIP is a
data-driven process that uses current safety event information such as crashes,
inspections, driver violations, compliance review data
and other data to assess and monitor motor carrier safety performance. Safety events are assigned to the motor
carrier responsible for the safety of the motor vehicle and are weighted
according to severity, frequency and time since the
occurrence.
The process is designed to
improve the safety performance of carriers with demonstrated poor safety
performance through accurate identification, performance monitoring
and treatment.
Once the carrier exceeds
the bounds of the established safety threshold, the motor carrier enters MCSIP. MCSIP
provides opportunities for the motor carriers to improve operations and return
to a safe condition. Within MCSIP, carriers with potential safety problems are
identified and prioritized for an on-site review using the Motor Carrier Safety
Status (SafeStat) prioritization methodology
developed for the PRISM program. A federal operations
out-of-service order and concurrent state registration suspension or revocations is the ultimate penalty if there is no
improvement in the motor carriers' safety fitness record.
How
PRISM affects IRP registration
IRP serves as the framework for the PRISM program. The USDOT number of
the motor carrier responsible for the safety of every vehicle registered must be identified during the registration process as well
as the USDOT number of the registrant.
Additionally, an updated
MCS-150 form for each identified motor carrier responsible for safety on an IRP account and an updated MCS-150 form for the registrant
is required unless the motor carrier and the registrant have each submitted one
within 12 months prior to the first day of the renewal period. Or have updated the
information directly on the FMCSA web page at
http://www.fmcsa.dot.gov.
In many IRP accounts, the registrant that maintains the IRP account and the motor carrier that is responsible for
safety are the same. Table A outlines USDOT number and
MCS-150 update requirements associated with PRISM and IRP
registration in these instances.
Table A: IRP account registrant and motor carrier responsible for
safety of the vehicles are the same.
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Registrant Level
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Individual Vehicle Level
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USDOT Number Requirement
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USDOT number of the registrant.
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Same
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MCS-150
Requirement
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Updated MCS-150 for
the IRP registrant required unless one has been submitted within 12 months prior to the first day
of the renewal period.
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No additional
requirement
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Action
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Record
USDOT number in Section C (Carrier Information) of
the IRP application.
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Write the same USDOT number in the appropriate column in Section E
(vehicle information) of the IRP application. Also, enter an "N" in the
appropriate column since the safety responsibility will not change during the
registration year.
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In some cases
the IRP registrant and the motor carrier responsible
for the safety of individual vehicles in an account may be different. The following examples and
Table B outline USDOT number and MCS-150
update requirements associated with PRISM and IRP registration
in common instances.
Rental/leasing Registration
Rental/leasing companies
who register in their own name must provide the USDOT
number and copies of updated MSC-150 forms to the
registration office for the rental/leasing company and also
for all lessees who are responsible for the safety of the vehicles. The USDOT number for
the rental/leasing company should be recorded in
Section C (Carrier Information) of the IRP
application. The appropriate USDOT number for the lessee must also be
recorded in Section E (Vehicle Information). If the terms of the lease cover the full
registration year, an "N" must be entered in
the appropriate box in Section E to indicate safety will not change.
Owner/operators Registration
Owner/operators who
register in their own names must obtain a USDOT
number for themselves. This number is for registration
purposes only and does not provide the owner/operator with his/her own
operating authority. In addition, the
owner/operator must provide the USDOT number for the company
to whom he/she leases. Updated copies of
the MCS-150 must be submitted for the owner/operator
and all companies responsible for safety (the lessees). The companies must complete the MCS-150 forms
themselves. The owner/operator must
record his/her USDOT number in Section C (Carrier
Information) of the IRP application. The USDOT number of
the motor carrier responsible for safety must also be entered
in the appropriate box in Section E (Vehicle Information). An "N" or "Y" must be entered in the appropriate box in Section E to
indicate whether the term of the lease is as long as the registration year.
Companies using leased vehicles
Companies who use all
leased vehicles registered in the name of the lessors
(rental/leasing or owner/operators) must provide the lessor
with an updated copy of the MCS-150. The
lessor will submit it to the state registration
office in order to have the vehicle's registration renewed.
Table B: IRP account registrant and
motor carrier responsible for safety of all/some of the vehicles at the time of
registration are different.
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Registrant Level
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Individual Vehicle Level
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USDOT
Number Requirement
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USDOT
number of the registrant.
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Two general situations
apply:
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1. |
USDOT number of the motor carrier responsible for safety
if known and expected to stay the same for at
least 30 days from the renewal. |
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2. |
USDOT number of the registrant as a default if the motor
carrier responsible for safety in unknown, or expected to change within
30 days of renewal. |
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MCS-150
Requirement
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Updated MCS-150
for the IRP registrant required unless one has been submitted within the 12 months prior to the first
day of the renewal period.
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An updated
MCS-150 associated with each USDOT number on the IRP account is required unless one has
been submitted within 12 months prior to the first day of the renewal
period.
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Action
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Record
USDOT number in Section C (Carrier Information) of
the IRP application.
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Record the
appropriate USDOT number of the motor carrier
responsible for the safety in the appropriate column in Section E (vehicle
information) on the IRP application. Also, indicate "N" in the column
if the lease is for the full registration year or "Y" if the lease
may change during the registration year.
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